Broadridge Financial Solutions Internal Audit AML Validation Specialist in New York, New York

Broadridge is growing. Our team is hiring for an Internal Audit BSA/AML Validation Specialist to join our New York City Office. In this role, you will be working with Client's internal audit team to be involved in the regulatory remediation work for Anti-Money Laundering (BSA/AML) processes performed by the business units. Are you passionate about joining a dynamic team? See how you can contribute to our fast-growing organization below.

This is a temporary, contract role.


  • You will work closely with the internal audit team to handle validation work conducted as a part of the regulatory remediation processes

  • You know how to plan, conduct and report on tests of the new policies, procedures and internal controls implemented to address the regulatory issues

  • Be able to work within stringent deadlines and effectively communicate test results and project status.

  • Other duties as needed


  • Deep understanding of BSA/AML processes - CAMS certified highly preferred

  • Deep understanding of audit methodology and processes, specifically of control design assessment and operational effectiveness testing -- CIA certification highly preferred

  • Large Bank (Tier 1) experience is a plus Big 4 Experience highly desirable

  • Bachelor's Degree (with major in Finance, Accounting, or Business) or equivalent experience

  • Between 5-15 years of compliance/regulatory or the equivalent experience

  • Bi-lingual (particularly Spanish) is highly desirable

Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled