SMBC Temp - Internal Audit Department in New York, New York


SMBC is seeking temporary Internal Auditors to work within the bank's Internal Audit Department.

In this position, the individual will evaluate risks and controls that are associated with assigned audits and assess and recommend adequacy of internal control environment.


This position will require individuals to plan and perform internal audits across Banking areas within SMBC's Americas Division.

  • Examine and evaluate internal controls in key risk areas of banking activities/practices to ensure compliance with internal policies and applicable rules, laws, and regulations

  • Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews and financial analysis

  • Propose or evaluate appropriate corrective measures designed to strengthen internal controls, operational policies and procedures, and other weaknesses identified during audits

  • Prepare clear and concise audit work papers summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed time frames


To perform this job successfully, the staff must be able to perform each essential duty to management’s expectation. The requirements listed below are representative of the knowledge, skills and/or abilities required to successfully perform assigned audits.

Preferred Previous Work Experience:

  • Minimum 5-7 years' internal audit experience. with a minimum of 3 years' internal audit experience within a large Foreign Banking Organization or US Money Center Bank

  • Experience in one or more of the following areas is also a plus:

  • Credit, Treasury, Foreign Exchange, Banking Operations (i.e., Funds Transfer, Loan Servicing), Capital Markets, Broker Dealer activities and Lease Finance activities. 

Key Qualifications:

  • Ability to understand, interpret, and apply general and specific administrative and departmental policies and procedures as well as applicable federal & state laws and regulations

  • Overall understanding of audit techniques, internal controls and audit principles

  • Ability to manage and execute audit, from planning to audit closing

  • Strong critical thinking, analytical and organizational skills

  • Strong oral and written communication skills, including ability to write clear and concise audit recommendations and reports

Individuals are expected to work 35 hours per week.

Job Locations US-NY-New York

Career Category Audit

Position ID 2017-0400

Corporate Title N/A

Posting Date 7/17/2017

Type Temp

SMBC is an EO employer – M/F/Veteran/Disability